Securities Learning Track

Links to Course Providers

CourseTrackLevelTypeOutlineNotesVendor
SILA: Identity TheftSecuritiesFundamentalsElectiveA.D. Banker
SILA: Ethics for ProfSecuritiesFundamentalsRequiredA.D. Banker
SILA: Ethics in the Senior MarketSecuritiesProfessionalElectiveA.D. Banker
SILA: Insurance FraudSecuritiesFundamentalsElectiveA.D. Banker
SILA: Protecting Senior Clients from ExploitationSecuritiesProfessionalElectiveA.D. Banker
SILA: Protecting the ConsumerSecuritiesAdvancedElectiveA.D. Banker
SILA: Variable Annuity BasicsSecuritiesFundamentalsRequiredA.D. Banker
SILA: Basic InvestingSecuritiesAdvancedRequiredWebCE
SILA: Business Essentials: Diversity, Equity & InclusionSecuritiesProfessionalElectiveWebCE
SILA: Business Essentials: MicroaggressionsSecuritiesProfessionalElectiveWebCE
SILA: Client Data ProtectionSecuritiesProfessionalRequiredWebCE
SILA: Cybersecurity AwarenessSecuritiesFundamentalsElectiveWebCE
SILA: Understanding Variable AnnuitiesSecuritiesAdvancedRequiredWebCE
SILA: AML Programs for Retail Registered RepresentativeSecuritiesProfessionalRequiredWebCE
SILA: AML Recognizing Red FlagsSecuritiesProfessionalRequiredWebCE
SILA: AML Understanding the Rules for Insurance Producers and EmployeesSecuritiesProfessionalRequiredWebCE
SILA: An Overview of Complex Products
SecuritiesProfessionalRequiredWebCE
SILA: An Overview of Regulation Best InterestSecuritiesAdvancedRequiredWebCE
SILA: Anti-Money Laundering, Customer Due Diligence, and Beneficial OwnershipSecuritiesAdvancedRequiredWebCE
SILA: Compliance Priorities: Communications and SalesSecuritiesProfessionalElectiveWebCE
SILA: Conflicts of InterestSecuritiesFundamentalsElectiveWebCE
SILA: Corporate and Government BondsSecuritiesFundamentalsRequiredWebCE
SILA: Cybersecurity: Protecting Your Clients and Your PracticeSecuritiesAdvancedElectiveWebCE
SILA: Estate Planning and Wealth TransitioningSecuritiesFundamentalsRequiredWebCE
SILA: Financial CrimesSecuritiesFundamentalsRequiredWebCE
SILA: Income Planning for RetirementSecuritiesAdvancedRequiredWebCE
SILA: Off Channel CommunicationSecuritiesProfessionalElectiveWebCE
SILA: REITs, DPPs, UITsSecuritiesProfessionalRequiredWebCE
SILA: Social Media in the Business ArenaSecuritiesFundamentalsElectiveWebCE